UNCLASSIFIED ARMY Small Business Technology Transfer Program

UNCLASSIFIED ARMY Small Business Technology Transfer Program (STTR) Mr. Michael Caccuitto STTR Program, TIO Division Chief Phone: 919-549-4369 Dec 2016 Email: [email protected] Army Research Laboratory (ARL)/Army Research Office (ARO) The Nation’s Premier Laboratory for Land Forces UNCLASSIFIED

UNCLASSIFIED Federal/DoD SBIR/STTR Budgets All Federal Agencies (FY15) DOE NASA NSF All Others HHS DOD 2.5B 2.17B SBIR 263M STTR UNCLASSIFIED DoD Agencies (FY15) DMEA DLA CBD DHP Army SOCOM 15% DTRA OSD MDA 8% DARPA 8% Air Force (29%) Navy (26%) SBIR 983M STTR 130M The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED STTR Purpose Requires each federal agency with an extramural budget for R&D over 1B to set-aside 0.45% for Army STTR FY16 30M “ statutory purpose of STTR is to stimulate a partnership of ideas and technologies between innovative small business concerns (SBCs) and Research Institutions (RIs) through Federally-funded research or research and development (R/R&D) UNCLASSIFIED The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED SBIR/STTR Critical Differences Research Partner Principal Investigator (PI) SBIR: Permits partnering 33% Phase I and 50% Phase II SBIR: Primary ( 50%) employment must be with small business concern (SBC) STTR: Requires partnering with research institution. STTR: may be employed by either research institution (RI) or SBC, but. Primary employment , 50% of PI time, must be with the SBC or RI at time of award and during project (STTR Policy Directive, 2012) SBC must have at least one employee. in management position. primary employment is with SBC and . not also employed by the RI (DoD Solicitation) UNCLASSIFIED The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED RI Partnership Benefits STTR Extramural Benefits: Equipment: Low cost high-end tools Engaged: PI/co-PI, cf., subcontractor Exports: ITAR and Citizenship expertise Employees: Test drive best and brightest Exposure: New “discoveries” UNCLASSIFIED The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED S&T Performing Organizations: Who Writes Army Topics? Participating Infrastructure/ Space & Missile Test & Materiel Environmental Organizations Personnel Medical Defense Evaluation ARI ARL AMRDEC (A) TRADOC AMRDEC (M) ARDECPEOs/PMs ATEC LCMCs CERDEC INSCOM ECBC SOCOM ERDC SBIR Office DARPA MRMC John Smith AFRL NSRDEC SMDC NRL STTC DOE FY16.1 A TARDEC rmy Topi Industry cs PEO AMMO 89 SBIR Academia 16 STTR PEO AVIATION PEO C3T JPEO-CBD PEO CS&CSS STTC AMSAA NSRDEC ECBC TARDEC STTC AMSAA AMRDEC ARDEC CERDEC NSRDEC AMRDEC ARDEC CERDEC ECBC TARDEC PEO EIS PEO GCS PEO IEW&S Science Science PEO M&S to PEO SOLDIER STTR Office to the the Army Army PEO STRI Brad Guay G-1 MEDCOM AMC USACE SMDC ATEC RDECOM ARL ARL provides provides underpinning underpinning Analysis ,, Technology, Technology, and and ARO is ARL’s principal conduit to engage and exploit the external research community (principally, but not exclusively, universities) UNCLASSIFIED The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED Army STTR Topic Sources FY11-15 Topics Submitted (n 323) NSRDEC 4% TARDEC 7% AMRDEC 14% MRMC 12% ERDC 2% ECBC 13% CERDEC 7% UNCLASSIFIED ARDEC 7% ARO/ARL 11100% 9 Participating U.S. Army Organizations: AMRDEC: Aviation and Missile (RDEC) ARDEC: Armament RDEC ARO/ARL: Army Research Office CERDEC: Communication & Electronics RDEC ECBC: Edgewood Chemical Biological Center ERDC: Engineer RDEC MRMC: Medical Research & Materiel Command NSRDEC: Natick Soldier RDEC TARDEC: Tank Automotive RDEC The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED Funded DoD Technology Areas FY11-15 Army STTR Topics 323 Topics Submitted 123 Topics Selected 90 80 70 No of Topics 60 50 40 Top Investments Sensors, Electronics, & Electronic Warfare Materials/Processes Chemical Biological Defense Biomedical Information Systems Technology 30 20 10 0 Space Platforms Technology UNCLASSIFIED Nuclear Air Platforms Battlerspace Technology Environment Weapons Ground & Sea Vehicles Human Systems Information Systems Technology Biomedical Chemical Biological Defense Materials / Processes Sensors, Electronics &Electronic Warfare The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED FY11-15 Army STTR Average Annual Outlays Rank Individual University or College* Funding 1 North Carolina State University 1,731,486 2 University of Virginia 1,251,479 3 University of Dayton 1,075,693 4 University of Wisconsin 974,137 5 University of Delaware 934,910 6 Rensselaer Polytechnic Institute 913,112 7 University of New Mexico 884,809 8 University of Alabama 846,132 9 Northwestern University 829,957 10 Auburn University 796,648 11 University of Arizona 789,761 12 University of North Carolina 769,998 13 Georgia Institute of Technology 757,534 14 Boston University 743,051 15 Cornell University 648,000 16 Illinois Institute of Technology 626,998 17 Texas A&M 584,706 18 University of Colorado 545,798 19 New York University 524,997 20 University of Pittsburgh 518,995 Small Business ( 14.5M) University ( 7.4M) FFRDC ( 0.4M) Other ( 0.3M) [CELLRANGE] 0.4 [CELLRANGE] 0.3 [CELLRANGE] 7.4 [CELLRANGE] 14.5 * Individual campus data not aggregated UNCLASSIFIED The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED Army Technical Assistance Advocates (TAAs) Technology Transition Specialists Strategically located at Labs/Centers/PEOs https://www.armysbir.army.mil/sbir/ TechnicalAssistance.aspx TAA Sites Hanover, NH Primary Sites Alternate Sites Warren, MI Natick, MA Picatinny Arsenal, NJ Aberdeen Proving Ground Edgewood, MD Adelphi Laboratory Center TAA #1 TAA #1 NSEDEC, PEO Soldier NSEDEC, PEO Soldier Fort Detrick, MD TAA #10 TAA #10 AMRDEC (M) AMRDEC (M) PEO Missile PEO Missile SMDC SMDC TAA #2 TAA #2 ARDEC, PEO AMMO ARDEC, PEO AMMO Redstone Arsenal TAA #3 TARDEC, PEO CS&CSS, PEO GCS UNCLASSIFIED TAA #4 TAA #4 CERDEC, ATEC, CERDEC, ATEC, PEO C3T PEO C3T PEO EIS PEO EIS PEO IEW&S PEO IEW&S TAA #9 TAA #9 AMRDEC (A) AMRDEC (A) PEO AVIATION PEO AVIATION TAA #5 TAA #5 ECBC, ERDC, ECBC, ERDC, PEO CBD PEO CBD TAA #6 TAA #6 MRMC, DHP MRMC, DHP TAA #8 TAA #8 ARL, ARO,STTC, ARL, ARO,STTC, PEO STRI PEO STRI The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED Army STTR Program ”Typical Year - 2016” UNCLASSIFIED 29M (FY16) 1 Solicitation per year 16 Topics Phase I: 38, max 150K, 6 months Phase II: 39, max 1M, 2 years 73 Businesses 58 University/RI 2nd Phase II (No CRP or P2E) 9 Technical Assistance Advocates (TAAs) 11 The Nation’s Premier Laboratory for Land Forces

UNCLASSIFIED Thank You! Helpful Websites UNCLASSIFIED www.sbir.gov/about/about-sttr www.acq.osd.mil/osbp/sbir https://sbir.defensebusiness.org/ www.armysbir.army.mil http://www.arl.army.mil/ The Nation’s Premier Laboratory for Land Forces Approved for public release; distribution is unlimited.