PROFESSIONAL STANDARDS & CONDUCT OF EMPLOYEES

PROFESSIONAL STANDARDS & CONDUCT OF EMPLOYEES

PERSONAL APPEARANCE Appropriate to the work situation Present a professional, businesslike image Specific to each Work Location 2

WORKPLACE VIOLENCE Is prohibited in order to provide a safe and healthy work environment for our employees. Includes, but is not limited to, Intimidation Threats Physical Attack Domestic Violence Property Damage 3

VIOLATIONS INCLUDE Engaging in workplace violence. Failing to report or investigate a threat of workplace violence. Use or possession of a weapon in violation of Policy or State law governing the use and possession of such weapons /firearms. 4

WHAT TO DO? Employees share in the responsibility of creating and maintaining a work environment free from all forms of threatening behaviors. Report all violations to your supervisor or manager IMMEDIATELY or at least within 24 hours of the occurrence. 5

UNLAWFUL WORKPLACE HARASSMENT Unwelcomed or unsolicited speech or conduct that is based on: Race Color Religion Sex Genetic Information National Origin Age Disabling Condition That creates A hostile work environment OR Quid Pro Quo ZERO TOLERANCE 6

WHAT TO DO? Submit a written complaint to the DPS EEO Office within 15 days of that alleged harassing action. A complaint for some alleged harassing actions may also be simultaneously filed with the Equal Employment Opportunity Commission (EEOC) within 180 days of the alleged harassing action. *Complaints relating to Genetic Information are limited to the agency’s internal grievance process and may be simultaneously filed with the (EEOC). 7

PREA Was enacted by Congress to address sexual abuse of persons in confinement and under supervision in all public and private correctional institutions Purpose of New Employee Orientation training is to prepare you with basic information prior to coming into contact with offenders, juveniles or inmates. This training will not satisfy your requirement to obtain Sexual Abuse and Harassment 101 as required under the PREA Standards §115.31 (231/ 331). 8

PREA DPS has adopted a standard of ZERO TOLERANCE for incidents of sexual abuse and harassment involving offenders and juveniles. Policy requires the detection, elimination, reduction, prevention and punishment of sexual abuse. Employees have a duty to report incidents of sexual abuse/ harassment of offenders and juveniles. PREA protects the offenders’ 8th amendment right to be free from cruel and unusual punishment. 9

SEXUAL ABUSE Contact between the penis and the vulva or the penis and the anus, including penetration, however slight. Contact between the mouth and the penis, vulva, anus, or any body part where the staff member, contractor, or volunteer has the intent to abuse, arouse, or gratify sexual desire; to include kissing Any attempt, threat, or request by a staff member, contractor, or volunteer to engage in the activities Penetration of the anal or genital opening, however slight, by a hand, finger, object, or other instrument, that is unrelated to official duties or where the staff member, contractor, or volunteer has the intent to abuse, arouse, or gratify sexual desire Any display by a staff member, contractor, or volunteer of his or her uncovered genitalia, buttocks, or breast in the presence of an inmate, detainee, or resident. Voyeurism by a staff member, contractor, or volunteer: an invasion of privacy of an inmate, detainee, or resident by staff for reasons unrelated to official duties, such as peering at an inmate who is using a toilet in his or her cell to perform bodily functions; requiring an inmate to expose his or her buttocks, genitals, or breasts; or taking images of all or part of an inmate’s naked body or of an inmate performing bodily functions 10 PR OH IB IT ED ! Any other intentional contact, either directly or through the clothing, of or with the genitalia, anus, groin, breast, inner thigh, or the buttocks, that is unrelated to official duties or where the staff member, contractor, or volunteer has the intent to abuse, arouse, or gratify sexual desire

SEXUAL HARASSMENT PR OH IB IT ED ! Repeated and unwelcome sexual advances, requests for sexual favors, or verbal comments, gestures, or actions of a derogatory or offensive sexual nature by one inmate, detainee, or resident directed toward another. Repeated verbal comments or gestures of a sexual nature to an inmate, detainee, or resident by a staff member, contractor, or volunteer, including demeaning references to gender, sexually suggestive or derogatory comments about body or clothing, or obscene language or gestures. 11

PERSONAL DEALINGS WITH OFFENDERS DPS employees are required to maintain professional relationships with offenders (inmates/ probationers) and juveniles. Employees must treat offenders/ juveniles in a quiet but firm manner and must refrain from inappropriate and improper contact with them. 12

EMPLOYEES MUST NOT: Borrow or lend anything from an offender/ juvenile Curse an offender/ juvenile Accept any gift or personal service from an offender/ juvenile Tip an offender/ juvenile Convey to or from an offender / juvenile any letters or messages or any instrument or weapon by which to effect an escape or aid an assault or riot Make gifts or perform personal services for an offender/ juvenile Knowingly make or maintain contact with a member of an offender’s/ juvenile’s family or a friend not related to your job Knowingly enter into a business relationship with an offender/ juvenile or their family member or close associate Sell or give any offender intoxicating drink, drugs, poisons, etc. Sell to an offender/ juvenile any article forbidden by policy Use abusive, indecent, or profane language in the presence of an offender/ juvenile 13

PREVENTION STRATEGIES Align yourself with other employees Do not discuss your personal life. No gifts, letters, etc. Talk with other staff when you see warning signs. No favors. Recognize your stress level. Do not ignore inappropriate/deliberate behavior. Have pride in your job. 14

REPORTING PRIOR RELATIONSHIPS WITH OFFENDERS Must be reported by the employee to his/her supervisor. If an employee wishes to be placed on an offender’s list of approved visitors, they must submit written notification to their supervisor. 15

CONTACT WITH FAMILY/ASSOCIATES If you are contacted by the family or close associate of an offender, you must immediately report this to your supervisor. Violation of this policy or failure to notify his/her supervisor that an offender’s family member/ close associate has contacted him/her will be subject to disciplinary action up to and including dismissal. 16

CONTACT WITH JUVENILE’S FAMILY/ASSOCIATES Staff shall report any relationship between a staff member and a juvenile’s family that existed prior to the juvenile’s admission and/or commitment immediately to the supervisor. Staff shall not make or have contact with any member of a juvenile’s family, unless assigned duties require such an association, or unless specifically authorized by the Center Director. This includes any visits with the juvenile’s family while off-duty. A staff member shall immediately report any contact with a juvenile’s family member that occurs outside of the professional responsibilities to his supervisor. 17

LIMITS TO CROSS GENDER VIEWING AND SEARCHING The Department is required under the national standards to Prevent, Detect, and Respond to Prison Rape Under the Prison Rape Elimination Act (PREA) Standards §115.15 to implement limits to cross-gender viewing and searches. If you are hired to work in a facility which houses inmates, offenders or juveniles, this standard will require the following: Shall not conduct cross-gender strip searches or cross-gender visual body cavity searches (meaning a search of the anal or genital opening) except in exigent circumstances or when performed by medical practitioners. Shall not permit cross-gender pat-down searches of female persons in confinements, absent exigent circumstances. Facilities shall not restrict female persons in confinements’ access to regularly available programming or other outof-cell opportunities in order to comply with this provision. Shall document all cross-gender strip searches and cross-gender visual body cavity searches, and shall document all cross-gender pat-down searches of female persons in confinements. Shall implement policies and procedures that enable persons in confinements to shower, perform bodily functions, and change clothing without nonmedical staff of the opposite gender viewing their breasts, buttocks, or genitalia, except in exigent circumstances or when such viewing is incidental to routine cell checks. Such 18

EMPLOYEE RESPONSIBILITIES Be informed about the agency’s policies Recognize the signs of abuse and harassment Respond appropriately Failure to report may result in disciplinary action up to and including dismissal 19

VIOLATIONS Violations of the Staff and Offender Relations Policy may result in disciplinary action up to and including dismissal An employee who engages in sexual activity with an offender is guilty of a class E Felony per NCGS 14-27.7 20

HIRING AND PROMOTIONS PROHIBITION DPS is prohibited from hiring and promoting persons who may have contact with offenders or juveniles under its supervision anyone who has: Engaged in sexual abuse in a prison, jail, lockup, community confinement facility, juvenile facility, or other institution or Been convicted of engaging or attempting to engage in sexual activity in the community facilitated by force, or coercion, or if the victim did not consent or was unable to consent or refuse, or Has been administratively adjudicated to have engaged in the activities described, You MUST report this to your supervisor immediately 21

LIMITATION OF POLITICAL ACTIVITY No State employee subject to the Personnel Act or temporary State employee shall: Take any active part in managing a campaign, or campaign for political office or otherwise engage in political activity while on duty or within any period of time during which he/she is expected to perform services for which he/she receives compensation from the State; Otherwise use the authority of his position, or utilize State funds, supplies or vehicles to secure support for or oppose any candidate, party, or issue in an election involving candidates for office or party nominations, or affect the results thereof 22

REPORTING THEFT OR MISUSE OF STATE PROPERTY All employees are required to report to their supervisor within 72 hours any information or evidence of theft or misuse of any Stateowned property or building. This includes attempted or actual: Arson Damage Theft Embezzlement 23

ALCOHOL AND DRUG USE A Departmental Policy is pending approval at this time. Until a DPS-wide policy is in place, the division policies that are currently in place continue to apply. 24

GIFT BAN Employees are not permitted to accept gifts or favors from contractors working or seeking to work with the Department of Public Safety. 25

CRIMINAL CONVICTIONS WITH FIREARMS Employees in positions that handle firearms are subject to the federal “Domestic Violence Offender Gun Ban” (18 U.S.C. § 922(g)(9) and the “North Carolina Felony Firearms Act” (N.C.G.S. §14-415.1). Criminal Offenses that relate to these prohibitions may result in employee termination. 26

CRIMINAL OFFENSES Employees are required to report any civil or criminal charge(s) for which they receive formal notice, excluding minor traffic non-moving violations. This notification should be communicated to your supervisor immediately upon returning to work or within 24 hours, whichever is sooner. Certain offenses may impact your employment. Failure to notify your supervisor may result in disciplinary action. Also applies to any domestic violence orders. 27

DISCIPLINARY ACTION DUE TO CRIMINAL OFFENSES Disciplinary action is issued based on the documented behavior and is separate and apart from the criminal proceedings. Discipline may be issued at the time of being charged or may be issued after the court disposition and is normally considered on a case-by-case basis. If you are a certified officer, it is important to be aware that any disciplinary action that is initiated by the Department does not preclude any action that may be taken by the Criminal Justice Standards Division. 28

CRIMINAL OFFENSES FOR CERTIFIED OFFICERS Are required to be reported to the Criminal Justice Standards Division. If convicted of a misdemeanor offense while employed as a criminal justice officer, Criminal Justice certification may be suspended for three (3) years, based on the decision of the Criminal Justice Standards Division. Commission or conviction of a felony while employed as a criminal justice officer will result in the suspension of Criminal Justice certification. 29

DOMESTIC VIOLENCE ORDERS Required to report within 24 hours to his/her supervisor any domestic violence order. The employee shall be reassigned to a post not requiring the use of a firearm. Temporary reassignment of duty is subject to the availability of appropriate positions. Should the order exceed a 12-month period, employment status shall be reevaluated. NOTE: Employees in positions that may handle firearms are subject to the federal “Domestic Violence Offender Gun Ban” at 18 U.S.C. § 922(g)(9). 30

PROVIDING CELL PHONES TO INMATES Effective December 1, 2014 Class H Felony 31

DEALING WITH MEDIA INQUIRIES Responding to news media inquiries promptly is good customer service. All media inquiries should be handled through coordination with the DPS Communications Office. DPS staff should always inform their supervisor of media inquiries and work with the appropriate communications officer before responding. 32